REGULATION

Ox Capital Markets Ltd., is a Cyprus Investment Firm offering investment and ancillary services internationally. Ox Capital Markets Ltd. is authorized and regulated by the Cyprus Securities and Exchange Commission, with Authorization No.: 274/15

Ox Capital Markets Ltd. is governed by all applicable EU and local regulations including the European Markets in Financial Instruments Directive (MiFID) and the Cyprus Investment Services and Activities and Regulated Markets Law of 2007 (Law 144(I)/2007).

CySec

Cyprus Securities and Exchange Commission (CySEC) is the independent public supervisory Authority responsible for the supervision of the investment services market and transactions in transferable securities carried out in the Republic of Cyprus. CySEC was established in accordance with section 5 of the Securities and Exchange Commission (Establishment and Responsibilities) Law of 2001 as a public legal entity. The operation of the CySEC is governed by the Laws regulating the Structure, Responsibilities, Powers, Organization of the Cyprus Securities and Exchange Commission and Other Related Matters (N73(I)/1009).

MiFID

The Markets in Financial Instruments Directive 2004/39/EC (“MiFID”) and The Markets in Financial Instruments Directive 2014/65/EC("MiFID II") is a European Union law that provides harmonised regulation for investment services across the 31 member states of the European Economic Area (the 28 Member States of the EU plus Iceland, Norway and Liechtenstein). 

The main objectives of the New MiFID II Directive are consumer protection in investment services, seeking to establish more robust requirements for management functions, qualification and overarching principles of prudent management, to promote the interests of clients and the integrity of the financial markets. MiFID II, effective as of 03 January 2018, replaces the previous MIFID I Directive.

 

 

 

Investor Compensation Fund

Ox Capital Markets Ltd. is a member of the Investor Compensation Fund for Customers of Cyprus Investment Firms (CIFs) and other Investment Firms (IFs) which are not credit institutions. The Fund constitutes a private law legal entity with the object of securing the claims of the covered clients against the members of the Fund by the payment of compensation for their claims arising from the covered services provided by its members, so long as failure by the member to fulfill its obligations has been ascertained. Any compensation provided to clients by the Investor Compensation Fund shall not exceed €20.000.

The company has received the approval from Cyprus Securities and Exchange Commission for the free provision of services within the territories of all member states as per the below list.

Czech Republic
Portugal
Norway
Croatia
Estonia
Slovenia
Bulgaria
 
 
 
Austria
France
Spain
Italy
Poland
Latvia
UK
 
 
 
Sweden
Hungary
Malta
Germany
Denmark
Romania
Netherlands
 
 
 
Greece
Finland
Ireland
Luxembourg
Liechtenstein
Slovak Republic